The colonial peoples of Africa
and Asia had modest reasons for hope as
World War II came to a close. In the Atlantic Charter,
issued after their meeting near the coast of Newfoundland
in August 1941, Franklin Roosevelt and Winston
Churchill had set forth a joint declaration of their peace
aims calling for the self-determination of all peoples and
self-government and sovereign rights for all nations that had
been deprived of them. Although Churchill later disavowed
the assumption that he had meant these conditions to apply
to colonial areas, Roosevelt on frequent occasions during
the war voiced his own intention to bring about the end of
colonial domination throughout the world at the close of
the conflict.
It took many years to complete the process, but the
promise contained in the Atlantic Charter was eventually
fulfilled. Although some powers were reluctant to divest
themselves of their colonies, World War II had severely undermined
the stability of the colonial order, and by the end
of the 1940s, most colonies in Asia had received their independence.
Africa followed a decade or two later. In a few instances—
notably in Algeria, Indonesia, and Vietnam—
the transition to independence was a violent one, but for the
most part, it was realized by peaceful means.
In their own writings, public declarations, and statements,
the leaders of these newly liberated countries set
forth three broad goals at the outset of independence: to
throw off the shackles of Western economic domination and
ensure material prosperity for all their citizens, to introduce
new political institutions that would enhance the right of
self-determination of their peoples, and to develop a sense of
nationhood and establish secure territorial boundaries. It
was a measure of their own optimism and the intellectual
and cultural influence of their colonial protectors that the
governments of most of the newly liberated countries opted
to follow a capitalist or moderately socialist path toward economic
development. Only in a few cases—China, North
Korea, and Vietnam were the most notable examples—
did revolutionary leaders decide to pursue the Communist
model of development.
Within a few years of the restoration of independence,
reality had set in as most of the new governments in Asia
and Africa fell short of their ambitious goals. Virtually all
of them remained economically dependent on the advanced
industrial nations or the Soviet Union. Several faced severe
problems of urban and rural poverty. At the same time,
fledgling democratic governments were gradually replaced
by military dictatorships or one-party regimes that dismantled
representative institutions and
oppressed dissident elements and ethnic minorities within
their borders.
What had happened to tarnish the bright dreams of
affluence and political self-determination? During the 1950s
and 1960s, one school of thought was dominant among
scholars and government officials in the United States.
Modernization theory adopted the view that the problems
faced by the newly independent countries were a consequence
of the difficult transition from a traditional agrarian
to a modern industrial society. Modernization theorists were
convinced that the countries of Asia, Africa, and Latin
America were destined to follow the path of the West toward
the creation of modern industrial societies but would
need time as well as substantial amounts of economic and
technological assistance to complete the journey. In their
view, it was the duty of the United States and other advanced
capitalist nations to provide such assistance while
encouraging the leaders of these states to follow the path already
adopted by the West. Some countries going through
this difficult period were especially vulnerable to Communist-
led insurgent movements. In such cases, it was in the interests
of the United States and its allies to intervene, with
military power if necessary, to hasten the transition and put
the country on the path to self-sustaining growth.
Modernization theory soon began to come under attack
from a generation of younger scholars, many of whom had
reached maturity during the Vietnam War and who had
growing doubts about the roots of the problem and the
efficacy of the modernization approach. In their view, the
responsibility for continued economic underdevelopment
in the developing world lay not with the countries themselves
but with their continued domination by the former
colonial powers. In this view, known as dependency theory,
the countries of Asia, Africa, and Latin America were the
victims of the international marketplace, which charged
high prices for the manufactured goods of the West while
paying low prices for the raw material exports of preindustrial
countries. Efforts by these countries to build up
their own industrial sectors and move into the stage of selfsustaining
growth were hampered by foreign control—
through European- and American-owned corporations—
over many of their resources. To end this “neocolonial”
relationship, the dependency theory advocates argued, developing
societies should reduce their economic ties with
the West and practice a policy of economic self-reliance,
thereby taking control of their own destinies. They should
also ignore urgings that they adopt the Western model of
capitalist democracy, which had little relevance to conditions
in their parts of the world.
Both of these approaches, of course, were directly linked
to the ideological divisions of the Cold War and reflected
the political bias of their advocates. Although modernization
theorists were certainly correct in pointing out some of
the key factors involved in economic development and in
suggesting that some traditional attitudes and practices were
incompatible with economic change, they were too quick to
see the Western model of development as the only relevant
one and ignored the fact that traditional customs and practices
were not necessarily incompatible with nation building.
They also too readily identified economic development
in the developing world with the interests of the United
States and its allies.
By the same token, the advocates of dependency theory
alluded correctly to the unfair and often disadvantageous
relationship that continued to exist between the former
colonies and the industrialized nations of the world and to
the impact that this relationship had on the efforts of developing
countries to overcome their economic difficulties. But
they often rationalized many of the mistakes made by the
leaders of developing countries while assigning all of the
blame for their plight on the evil and self-serving practices
of the industrialized world. At the same time, the recommendation
by some dependency theorists of a policy of selfreliance
was not only naive but sometimes disastrous, depriving
the new nations of badly needed technology and
capital resources.
In recent years, the differences between these two schools
of thought have narrowed somewhat as their advocates have
attempted to respond to criticism of the perceived weaknesses
in their theories. Although the two approaches still
have some methodological and ideological differences, there
is a growing consensus that there are different roads to development
and that the international marketplace can have
both beneficial and harmful effects. At the same time, a new
school of development theory, known as the world systems
approach, has attempted to place recent developments
within the broad context of world history. According to
world systems theory, during the era of capitalism, the “core”
countries of the industrializing West created a strong economic
relationship with “peripheral” areas in the Third
World to exploit their markets and sources of raw materials.
That system is now beginning to develop serious internal
contradictions and may be in the process of transformation,
an issue that we will discuss in Chapter 16.
A second area of concern for the leaders of African and
Asian countries after World War II was to create a new political
culture responsive to the needs of their citizens. For
the most part, they accepted the concept of democracy as
the defining theme of that culture. Within a decade, however,
democratic systems throughout the developing world
were replaced by military dictatorships or one-party governments
that redefined the concept of democracy to fit their
own preferences. Some Western observers criticized the new
leaders for their autocratic tendencies, and others attempted
to explain the phenomenon by pointing out that after traditional
forms of authority were replaced, it would take time to
lay the basis for pluralistic political systems. In the interim,
a strong government party under the leadership of a single
charismatic individual could mobilize the population to seek
common goals. Whatever the case, it was clear that many
had underestimated the difficulties in building democratic
political institutions in developing societies.
The problem of establishing a common national identity
was in some ways the most daunting of all the challenges facing
the new nations of Asia and Africa. Many of these new
states were a composite of a wide variety of ethnic, religious,
and linguistic groups that found it difficult to agree on common
symbols of nationalism. Problems of establishing an
official language and delineating territorial boundaries left
over from the colonial era created difficulties in many countries.
In some cases, these problems were exacerbated by political
and economic changes. The introduction of the concept
of democracy sharpened the desire of individual groups
to have a separate identity within a larger nation, and economic
development often favored some at the expense of
others.
The introduction of Western ideas and customs has also
had a destabilizing effect in many areas. Often such ideas
are welcomed by some groups and resisted by others. Where
Western influence has the effect of undermining traditional
customs and religious beliefs—as, for example, in the Middle
East—it provokes violent hostility and sparks tension
and even conflict within individual societies. To some,
Western customs and values represent the wave of the future
and are welcomed as a sign of progress. To others, they are
destructive of indigenous traditions and a barrier to the
growth of a genuine national identity based on history and
culture.
From the 1950s to the 1970s, the political and economic
difficulties experienced by many developing nations in Asia,
Africa, and Latin America led to chronic instability in a
number of countries and transformed the developing world
into a major theater of Cold War confrontation. During the
1980s, however, a number of new factors entered the equation
and shifted the focus away from ideological competition.
China’s shift to a more accommodating policy toward
the West removed fears of more wars of national liberation
supported by Beijing. At the same time, the Communist victory
in Vietnam led not to falling dominoes throughout
Southeast Asia but to bitter conflict between erstwhile
Communist allies, Vietnam and China, and Vietnam and
Cambodia. It was clear that national interests and historical
rivalries took precedence over ideological agreement.
In the meantime, the growing success of the Little Tigers
and the poor economic performance of socialist regimes led
a number of developing countries to adopt a free market approach
to economic development. As we have seen, some
countries benefited from indigenous cultural and historical
factors and others from a high level of foreign aid and investment.
But the role of government leadership in hindering
or promoting economic growth should not be ignored.
The situation in China is an obvious case in point. While
policies adopted in the early 1950s may have been beneficial
in rectifying economic inequities and focusing attention on
infrastructure development, the Great Leap Forward and the
Cultural Revolution had disastrous economic effects. Since
the late 1970s, China has realized massive progress with a
combination of centralized party leadership and economic
policies emphasizing innovation and the interplay of free
market forces. By some measures, China today has the third
largest economy in the world.
Similarly, there have been tantalizing signs in recent
years of a revival of interest in the democratic model in various
parts of Asia, Africa, and Latin America. The best examples
have been the free elections in South Korea, Taiwan,
and the Philippines, but similar developments have taken
place in a number of African countries. Nevertheless, it is
clear that in many areas, democratic institutions are quite
fragile, and experiments in democratic pluralism have failed
in a number of places. The recent financial crisis in Asia has
placed great pressure on the tenuous stability of existing political
systems and, as in the case of Indonesia, on the precarious
unity of the state. Many political leaders in Asia and
Africa are convinced that such democratic practices as free
elections and freedom of the press can be destabilizing and
destructive of other national objectives. Many still do not
believe that democracy and economic development go hand
in hand.
Future trends in the region, then, remain obscure as the
impact of global interconnectedness provokes widespread
resistance. Under the surface, however, the influence of the
West continues unabated as changing economic circumstances
have led to more secular attitudes, a decline in traditional
hierarchical relationships, and a more open attitude
toward sexual practices. In part, this change has been a consequence
of the influence of Western music, movies, and television.
But it is also a product of the growth of an affluent
middle class in many societies of Asia and Africa. This
middle class is often strongly influenced by Western ways,
and its sons and daughters ape the behavior, dress, and
lifestyles of their counterparts in Europe and North America.
When Reebok sneakers are worn and coveted in Lagos
and Nairobi, Bombay and Islamabad, Beijing and Hanoi, it
is clear that the impact of modern Western civilization has
been universalized.