On Wednesday, 24 October 1962, some 500 miles
from the shores of Cuba, two Soviet merchant vessels,
the Gagarin and Komiles, escorted by Soviet
submarines, were heading for the Caribbean
island. At 10.15 a.m. precisely they encountered
patrolling US warships. The Essex had orders to
sink the Soviet submarine escorts if they should
refuse to surface when challenged. Two days earlier
President Kennedy had announced a naval blockade
of Cuba after the discovery of Soviet missile
sites on the island. On the US mainland, aircraft
armed with nuclear weapons were on maximum
alert. Special strike forces were readied for an invasion
of Cuba. The world held its breath. Was
civilised life on the brink of destruction, on the
threshold of a nuclear holocaust? What if the White
House or the Kremlin in this dreadful trial of
strength miscalculated?
That Wednesday morning the Soviet ships
halted. The news was flashed to the White House.
Secretary of State Dean Rusk, with evident relief,
drew his own conclusion: ‘We’re eyeball to
eyeball, and I think the other fellow just blinked.’
People all over the world, anxiously watching
their television sets, were no less relieved: the
dramatic crisis was over. Actually it was not. The
really serious danger of conflict occurred three
days later. On Saturday, 27 October Kennedy
only just drew back from ordering an air strike
on the Cuban missile sites, to be followed by an
invasion of the island. But when on Sunday
morning, 28 October, the White House received
the news from Moscow that Khrushchev had
agreed to withdraw the missiles, the crisis really
was over.
Kennedy and his advisers in the White House
and Khrushchev in the Kremlin acted in the
knowledge that one false step could lead to a
nuclear exchange and the end of civilisation. The
strains on the two men were enormous. Neither
wanted to risk starting a nuclear holocaust. The
conflict was not exactly what the public thought
it was about. By placing intermediate and intercontinental
missiles with nuclear warheads just
ninety miles off the coast of Florida, the Soviet
Union would have given the impression that the
military threat to the US had significantly
increased. It was more a question of propaganda
and prestige, of positioning in the global Cold
War. The conflict turned on the Russian claim to
an equal place in the world, to the right to
compete with the US for influence anywhere in
the Third World, in regions of Asia not under
communist control, and in Latin America. The
mere existence of Castro’s Cuba was, from an
American point of view, a breach of the Monroe
Doctrine. After the humiliation of the Bay of Pigs
in the previous year, to accept tacitly the establishment
of a Soviet military base on the island
was unthinkable. It would raise doubts whether
the US, when faced with an ultimate showdown,
would have the toughness to meet resolutely and
effectively such a communist challenge. If the US
failed on its own doorstep, what reliance could
there be placed on American readiness to defend
Western interests in Europe or the Middle East
or Asia? That is how the thinking ran in
Washington during the autumn of 1962. For
Kennedy, another defeat over Cuba would have
been calamitous domestically to his standing as
president. His opponents would have gone to
town, charging him with being soft on communism.
The stakes were high and Kennedy was fully
aware of the implications.
From a purely military point of view Kennedy
agreed with his secretary of defence Robert
McNamara that missiles placed in Cuba did not
significantly add to a Soviet threat. Just a few
months earlier, in March 1962, he had concluded
that there was not much difference between missiles
stationed in the American hemisphere and
those positioned 5,000 miles away. During the
October crisis later that year McNamara applied
cold logic in analysing what the effect of having
missiles in Cuba would be. Should the Soviets fire
their limited number of Cuban missiles first, they
would reach the US before any missiles from the
Soviet Union and so act as a warning, leading to
massive retaliation by the US, with its 1,685
nuclear warheads obliterating much of the Soviet
Union. The injury to the USSR would be megatimes
greater than the injury that forty-two Cubanbased
nuclear weapons could inflict on the US.
Kennedy had not been too greatly alarmed by
Soviet support for Castro before September 1962.
This did not mean he was soft on communism or
prepared to tolerate a communist state in the
Western hemisphere. In fact, the overthrow of
Castro became an obsession. The ill-advised and
in the end ineffectual policies pursued before and
after the Cuban missile crisis were revealed only
when Central Intelligence Agency documents
were published in 1975 by the US Senate under
the title Alleged Assassination Plots Involving
Foreign Leaders. A counter-insurgency expert,
General Edward Lansdale, had been instructed by
Kennedy to recommend actions that would lead
to Castro’s overthrow. In December 1961 with
the backing of the president and his brother
Robert Kennedy, the attorney-general, Operation
Mongoose was launched. The orders read, ‘No
time, money, effort – or manpower is to be
spared. We are at war with Cuba.’ With assassination
seen as a legitimate option, the CIA hatched
plots to ‘knock off Castro’. Every effort was
made to isolate Cuba politically and economically;
sabotage teams infiltrated the island early in 1962
to destroy strategic targets, including bridges
and vital communications, oil refineries and sugar
mills; there was even a plan to poison turkeys.
Another crazy scheme, never carried out, was to
‘incapacitate’ with poisonous chemicals the farmers
collecting the sugar harvest or, alternatively, to
poison the sugar being sent to Russia in order to
provoke a breach between the Soviet Union and
Cuba. Intelligence was collected.
The objective of all this was to create havoc
and dissatisfaction in Cuba and so to incite a
popular uprising. Consideration was given to the
possibility that a revolt could then be supported
by American armed forces, to avoid another Bay
of Pigs fiasco. The results of so much activity were
disappointing. Early in October 1962, a few days
before the missile crisis, Robert Kennedy passed
on new instructions from the president to escalate
Mongoose, to increase the number of sabotage
missions – results had to be achieved. That
Castro should in the face of so much hostility
have become paranoid himself is, therefore,
understandable. He appealed to Moscow for help,
believing an American invasion to be imminent.
Khrushchev viewed this as a threat and an opportunity.
Publicly he declared that the Monroe
Doctrine had ‘died a natural death’.
Little thought had been given in Washington
to the likely reaction in the Kremlin to the threats
against Cuba. Khrushchev was a curious mixture
of dreamer and realist, cunning, trusting in his
own abilities and his superior gamesmanship,
ready to gamble on the inferior capacity of his
opponent to respond. The US, he had concluded
in the spring of 1962, was becoming too selfconfident
and arrogant, and needed to be checked.
Robert McNamara and other members of
the administration had been openly boasting of
America’s growing superiority in nuclear strength
and its ability to deliver it and crush the Soviet
Union. In March 1962 the Saturday Evening Post
reported Kennedy referring to the possibility that
circumstances could arise that might lead to a US
first strike against the Soviet Union. Khrushchev
knew that the Soviet Union was, indeed, hopelessly
inferior in nuclear missile strength, that it
was ringed by nuclear bases from Turkey to
Western Europe and that American superiority
placed him in a poor bargaining position over
Berlin and other areas of conflict. Bluff was his
answer. The Soviet Union would act like a superpower
until it could catch up. Khrushchev had
boasted that the march of communism in the
world could not be stopped. Cuba was a test. The
Soviet Union must be seen to stand by its only
ally in the Americas. ‘Coexistence’ did not mean
softness, as Mao was claiming.
The crisis had its roots in April and May 1962.
Khrushchev conceived of a ‘brilliant’ stroke. He
would move missiles into Cuba. They would act
as a deterrent, protect Cuba from invasion and
help to even up the balance of power. Khrushchev
rejected the misgivings of Foreign Minister
Gromyko and the wily old Armenian Bolshevik
Mikoyan. On 24 May the Praesidium approved
the plan. Khrushchev was playing for high stakes,
at home and internationally.
Liberalisation in Moscow and the open access
to US archives make it possible to reconstruct
what went on in the White House and the
Kremlin during the crisis. That the Soviet Union
in 1962 was engaged in arming Cuba was no
secret. The ships carrying missiles in their holds
and under tarpaulins could not be made invisible
on the high seas. The high-flying U-2 planes were
able to spy on the island and photograph with
great accuracy and detail what was going on. On
29 August a spy plane took pictures of Soviet technicians
constructing a SAM (surface-to-air missile)
launching pad. Four days later, Washington being
a leaky place, a Republican senator raised the possibility
that the Soviets might be stationing in
Cuba short-range and intermediate missiles with a
maximum range of 2,500 miles. That would
enable them to reach Washington, New York and
other US cities. Both Houses of Congress now
passed resolutions authorising military intervention
should that prove necessary. Kennedy had to
do something, even though SAM missiles were
clearly defensive, but he did not wish to provoke a
crisis needlessly. He and most of his advisers did
not think it at all likely that Khrushchev would be
foolhardy enough to introduce offensive longrange
nuclear missiles. Still, public apprehension
and the demand for action required a weighty pronouncement.
It came on 12 September. Kennedy
held a news conference and declared that the US
would do ‘whatever must be done’ to protect its
security and that of its allies if any offensive base
was established by the Soviet Union in the
Western hemisphere.
A crisis now became inevitable. How far
Kennedy had changed his mind about the military
significance of Soviet missiles in Cuba is not
clear. What is certain is that the political fallout
in the US would have been devastating had the
administration just tacitly accepted a Soviet
missile base in Cuba. Kennedy’s mistake had been
to trust Khrushchev. The warning came too late.
Long- and medium-range missiles were already
on the island and more nuclear missiles were
on the way. Khrushchev, in his ignorance of the
US political climate, had grossly miscalculated
the likely reaction of the president. With the
congressional elections looming, Khrushchev
thought that Kennedy would hide the fact that
missile bases were being constructed in Cuba if
he found out about them. Such a cover-up was
possible in the Soviet Union but not in the US,
where political opponents and a free press could
not be silenced.
Kennedy could not afford another defeat over
Cuba. He had allowed the Russians to send large
quantities of military equipment to Cuba after the
Bay of Pigs and could do little to counter
Khrushchev’s boast of defending Cuba. But he
could not allow his position to be publicly undermined
any further. He could not, of course, reveal
his own secret plans to get rid of Castro;
Operation Mongoose would have given the lie to
assertions that he was soft on communism, but
public knowledge would have caused an international
outcry.
During the crisis itself credit must go to
Kennedy for keeping options open and for not
reacting in haste. He received much conflicting
advice. Even his brother Robert Kennedy, the
attorney-general, had swung from hawkish to
dovish moods during the crisis days. Most of the
military advice was for getting on with the job
and striking at Cuba; the military were chafing at
the bit. Perhaps in the end there was one good
thing that came out of the previous year’s Bay of
Pigs disaster: Kennedy was not going to be
pushed again and his innate conservatism and
caution prevailed. After the crisis was past, he
showed commendable restraint in not trying to
exult.
The drama of the days of crisis and confrontation
can now be briefly told. On 14 October
1962, a U-2 spy plane took photographs of possible
missile construction sites. Interpretation of
these photographs was not easy, but assistance
was received from an unlikely source, from Oleg
Penkovsky, a Soviet spy then in Moscow, who
was passing information to Western intelligence
services. (He was later caught and executed by
the Russians.) The president was first shown the
photographs, now interpreted on the morning of
16 October. They provided incontrovertible evidence,
he was told, that the Russians were constructing
offensive missile bases. That was the start
of the emergency; the White House, where suspicions
had been aroused, was nevertheless surprised
by the incontrovertible facts. The US
experts on the USSR, on whose advice Kennedy
had relied, were taken unawares. Indeed, before
September, Washington’s worries had been
focused on Soviet threats against West Berlin
rather than Cuba; in the previous year Washington
had even feared it might be faced with having to
abandon Berlin to the Russians or go to war.
The thirteen days of crisis that followed the
discovery of the sites were punctuated by intense
debates among the inner circle of advisers. They
were constituted as the Executive Committee of
the National Security Council, or Ex. Comm. for
short. From the first meeting on 16 October until
the end of the crisis the assumption was that the
US would get the missiles out of Cuba by diplomacy
or force, whatever the risk. Throughout
those tense days there were continuing rounds of
freewheeling discussion: all possible options were
examined. These ranged from what was referred
to as a ‘surgical air strike’ against the missile sites,
to proposals for a naval blockade, an air strike on
the missile bases and an all-out invasion of Cuba.
The military favoured an air strike on the missile
bases. Robert Kennedy, who also at first had suggested
creating a pretext for attacking Cuba, later
opposed this option; he then likened such a surprise
raid to the sneak Japanese attack on Pearl
Harbor in 1941.
Yet Kennedy and his advisers felt themselves to
be under inexorable pressure of time. A decision
would have to be reached. If allowed to continue
undisturbed, US intelligence calculated, the
Russians would complete the installation of the
missiles and be able to arm them with nuclear
warheads in fourteen days. In the end a majority
of Ex. Comm. favoured the naval blockade as a
first step. The final decision could be made only
by the president. By 21 October Kennedy came
down in favour of the blockade option. Up to this
point the proof of the installation of missiles had
been kept a secret in Washington, as had the discussions
in the White House about how best to
deal with it. The missiles would soon be ready for
firing: decisions had to be reached. No one in
Washington knew whether they were equipped
with nuclear warheads, but it was thought safer
to presume that some warheads had already
reached Cuba. In fact, Soviet archives later
revealed that some forty-two nuclear warheads
were on the island but under exclusive Soviet
control. Khrushchev did not allow Castro to have
his finger on the trigger. An argument against an
air strike was that possibly not all the missile sites
had been located.
On the next day, 22 October, the president
delivered a sombre television broadcast to the
American people at 7 p.m. He announced his
decision to impose a blockade around Cuba as an
initial step and coupled it with the demand that
the missiles had to be removed. He also explicitly
warned the Russians not to attempt a countermove
against West Berlin. The broadcast was very
dramatic. He warned that Soviet nuclear missiles
and bombers based on Cuba were ‘an explicit
threat to the peace and security of all the
Americas’, and added that the Soviet Union had
no need of missile sites outside the Soviet Union.
Finally, he accused the Soviet leaders of deliberate
lying when they had assured him that no
offensive weapons would be based on Cuba. That
they had been lying was true. The missile threat
appeared real enough. No wonder the American
people felt threatened when maps appeared with
arcs showing that missiles launched in Cuba could
reach most of the US. The Soviet gamble was presented
as pointing a dagger to the heart of
America.
Kennedy’s first countermove was the naval
blockade, proclaimed on 23 October after OAS
approval. This less aggressive option was in line
with the advice given by the British ambassador
in Washington, David Ormsby-Gore, a close
friend of the Kennedys. Ormsby-Gore, moreover,
contributed the suggestion that the line of blockade
be set up not 800 miles, but 500 miles from
Cuba, so as to give the Kremlin more time for
reflection. Thus the die was cast. US forces,
including B-52 bombers armed with nuclear
weapons, were put on alert. How would the
Russians react now?
On 24 October, as has already been related,
two Soviet ships reached the blockade and halted.
During the next five days, oil tankers and ‘inoffensive’
Soviet vessels were allowed through. The
crisis, however, was far from over. The missile
sites in Cuba were still being feverishly prepared.
Kennedy insisted that they should be dismantled.
A new crisis loomed. Soviet intentions were dangerously
unclear in Washington.
The missiles had been placed in Cuba to deter.
Khrushchev was determined to defend Cuba; like
Castro, he expected the Americans to invade
unless effectively deterred. But deterrence was
bluff. The long-range missiles would not have
been fired. The defence of Cuba was not worth
the destruction of the USSR.
On 25 October at the United Nations Adlai
Stevenson worsted the Soviet delegate with dramatic
proof of Russia’s deception, and television
pictures of the UN confrontation were shown
all over the Western world. The following day,
the possibility of a deal was first suggested by the
Soviet side. Alexander Fomin, counsellor at the
Soviet Embassy but, according to US intelligence
resources, in reality a KGB colonel, asked John
Scali, a journalist, to lunch with him at the
Occidental, a restaurant close to the White House
whose well-known advertisement ran, ‘where
statesmen dine’. The agent outlined the deal: if
the US undertook not to invade Cuba now or
later, then the Russian missiles would be
removed. When Secretary of State Rusk was told,
he accompanied Scali to the White House to
inform the president. That same evening a long
rambling letter from Khrushchev, confused but
friendly in tone, reached the White House. The
most important passages suggested that the
Soviet Union would not carry arms to Cuba if
the president would give an assurance that the
US would not attack Cuba. It was much vaguer
than Fomin’s proposal, but it likewise seemed
to indicate the beginnings of a deal. Scali was
instructed to meet Fomin again and to assure him
that the US saw possibilities in the deal but that
there was little time left. To the present day we
do not know whether Fomin was acting on his
own initiative, but in Washington his proposal
was regarded as emanating from the Kremlin. It
lent more substance to Khrushchev’s own vague
proposals.
The following day, Saturday, 27 October,
another letter was received from Khrushchev,
sharper and more definite. This time he undertook
to remove the offensive missiles from Cuba, but
he added that to emphasise equality he required
the removal of American missiles from Turkey. It
was a face-saving device and nothing illustrates the
military unreality better than the fact that the US
regarded the old Jupiter missiles in Turkey as useless
anyway and had wanted to remove them in
1961. But now they could not openly agree without
appearing to give Khrushchev a justification
for having sent missiles to Cuba.
As Kennedy and his advisers were debating
how to react to Khrushchev’s two letters, the
news reached the White House that a U-2 plane
over Cuba had been shot down by a surface-toair
missile, killing the pilot. The atmosphere
entirely changed. It was mistakenly assumed that
this was a deliberate Soviet escalation. In fact, the
Soviet commanders in Cuba had acted on their
own initiative, stretching the authority to defend
themselves. The US chiefs of staff, who had been
urging stronger action than a naval blockade, now
pressed for an air strike and the launching of an
invasion. Kennedy, too, asked how U-2 planes
could any longer be sent to observe what was
going on if the pilots’ lives were thereby exposed
to danger. ‘We are now in an entirely new ball
game.’
The final escalation of the crisis appears to have
been prompted by the kind of accident Kennedy
had always feared could lead to fatal miscalculation.
Another U-2 plane had accidentally strayed
into Soviet airspace over Siberia and had been
damaged by a missile (it made it back to its base
in the US). But the next ‘accident’ might prove
more serious and the chances of it happening
would increase the longer the crisis lasted.
It is significant that Khrushchev avoided
making any public military preparations in the
Soviet Union, though in fact the Soviet armed
forces had been placed in full preparedness.
Khrushchev was anxious not to raise the temperature
further. Then news reached the Kremlin
that an American U-2 plane had been shot down
over Cuba. Khrushchev rightly feared that the
confrontation could slip out of his and Kennedy’s
control.
In the White House, meanwhile, Kennedy cautiously
pulled back from ordering immediate
armed action against Cuba and the Soviet installations.
Everything was to be thought through
again and another message conveyed to the
Kremlin. Kennedy was rightly convinced that the
Russians did not want to fight any more than the
Americans. The president asked his brother to
arrange an immediate meeting with the Soviet
ambassador, Anatoly Dobrynin. Dobrynin hastened
to the Justice Department within half an
hour of receiving the telephone call. Though
Robert Kennedy later denied it, the message he
gave the ambassador was practically an ultimatum.
He told Dobrynin that by the following day,
Sunday, the Soviet Union would have to agree to
remove the bases and missiles or the US would
remove them. That was the stick. The carrot was
that the Jupiter missiles would be removed from
Turkey later, but not under Soviet threat. On the
suggestion of McGeorge Bundy, national security
adviser, no reply was sent to Khrushchev’s second
message; it was simply ignored. Instead, the proposal
contained in the first was accepted: if the
Soviets removed their missiles, the US would
undertake not to invade Cuba. These represented
the maximum concessions the president was
willing to make.
That same Saturday evening, after Robert
Kennedy returned to the White House, there was
considerable gloom. Would Khrushchev yield?
The president ordered the military to be ready to
invade Cuba. The decision about an air strike was
to be reviewed on Sunday. As everyone dispersed
that Saturday night they wondered whether they
would wake to a peaceful morning. In Moscow
Khrushchev was spending Saturday night in his
dacha. Kennedy’s reply reached him there on
Sunday morning, 28 October. He summoned the
Praesidium, which agreed to issue a positive
response to be broadcast immediately, since every
minute’s delay was considered to be dangerous.
Later that morning, the State Department
received the message over Radio Moscow that
Khrushchev had accepted the US proposals. The
‘offensive’ missiles would be removed under UN
supervision in exchange for the American undertaking
not to invade Cuba – to which Khrushchev
had added: nor any other nation of the Western
hemisphere.
Kennedy’s response was conciliatory. He
praised the Soviet leader’s ‘statesmanlike decision’,
but would not help him to save face by
making public the US promise to remove the
American missiles from Turkey. The missile crisis
was over. But tension lingered on for some weeks.
The Americans were also demanding the removal
of Soviet bombers. The Russians gave way on that
issue only late in November. Castro, who had not
been consulted, was in a rage. Feeling that he had
been used, a pawn in the American–Soviet confrontation,
he called Khrushchev a son of a bitch,
Mao Zedong stepped in to increase his rancour.
Castro refused to cooperate with the detailed
procedures for removing the missiles, but the
Russians honoured their undertaking to remove
them. Kennedy then lifted the quarantine of Cuba
and, exploiting Castro’s lack of cooperation,
watered down the US commitment not to invade
Cuba by writing to Khrushchev, ‘there need be
no fear of any invasion of Cuba while matters take
their present favourable course’ (italics added). No
treaty was ever concluded between the Soviet
Union and the US formally setting out what had
been agreed, but both countries have, for the last
three decades, acted as if there had been one.
What then was the significance of the Cuban
missile crisis? What were the lessons drawn from
it by contemporaries and what assessment can be
made with hindsight?
How near had the US and Soviet Union come
to war, how near to the brink of a nuclear holocaust?
Recent evidence reveals they were much
closer to catastrophe than was thought earlier.
While Kennedy had to assume some missiles and
even a few nuclear warheads could have reached
Cuba before the blockade was in force, the
Pentagon had badly underestimated the Soviet
military presence on the island. What might have
happened if Kennedy had given the final order to
invade Cuba on 28 October? That could have
brought into play another catastrophic risk the
Pentagon knew nothing about at the time. Not
only were eighteen medium-range missiles (1,050
miles) and twenty-four intermediate-range missiles
(2,100 miles), with some nuclear warheads
which were kept at a separate location, already on
the island, but in addition the Soviet commanders
in Cuba had available nuclear short-range (31
miles) Luna missiles. Soviet commanders were
debarred from using them. The orders to fire
them were secret, locked in a Kremlin safe. But
Soviet commanders had been given the freedom
to use non-nuclear missiles if attacked. What if
they were confronted with a large seaborne invasion
and found themselves in a predicament to
defend themselves? They might as well have fired
the nuclear Luna missiles and decimated the
invading force. There would not have been time
to wait to find out what the Kremlin had decided
thousands of miles away. War would then have
been certain. Khrushchev must have been terrified
at this point that he would lose control, especially
after a commander in Cuba had already shot
down a U-2 plane.
Most attention has been paid to Kennedy’s
handling of the crisis, less to the clever way
Khrushchev extricated the Soviet Union. He held
a weak hand of cards. The crisis had to be diffused
quickly. But Khrushchev did not capitulate
in panic. He extracted the valuable concession
that the US would not invade Cuba and extinguish
communist rule by military force, in return
for the removal of the missiles. That at least had
fulfilled part of their purpose. The removal of the
US missiles in Turkey later on was an additional
face saver. How should Kennedy be judged? The
memoir literature of participants and the outpouring
of academic work reveal a wide variety
of views. Broadly speaking, the almost wholly
favourable view of Kennedy’s handling was popularised
by his brother in his book Thirteen Days,
the theme of which is that Kennedy’s flexible
responses and careful handling won for the US all
its essential interests – forcing the Russians to pull
back from challenging the US in the Western
hemisphere, and convincing them that the US
had the courage to stand up to nuclear blackmail.
This positive assessment has been challenged by
Republicans and revisionist historians. Nixon in
1964 blamed Kennedy for having ‘pulled defeat
out of the jaws of victory’. In other words,
Kennedy had the opportunity to call the Soviet
bluff and to overthrow Castro; instead, Castro
became secure. Kennedy had, in fact, appeased.
Crucial was Robert Kennedy’s role, based on his
brother’s trust. His frequent meetings with the
Soviet agent Georgi Bolshakov conveyed confidential
information of the president’s views and
soundings for terms of a diplomatic settlement.
The romantic Camelot representation of
Kennedy was not sustained in later years. There
is much that can be criticised in the handling
by the US of relations with Cuba. Operation
Mongoose was misconceived and a failure. But
to Kennedy’s credit a close analysis of the crisis
itself does not support the charge that he tried to
enhance his macho image. The evidence indicates
a cautious president weighing up all the possible
consequences of every move. Kennedy avoided
driving Khrushchev into a corner from which
there was no escape, and the world was able to
breathe a sigh of relief that the leaders in the
Kremlin had proved, not fanatical ideologues, but
rational pragmatists.
The US in the 1960s remained in a position
of overwhelming nuclear superiority. But the creation
of a Soviet base with nuclear-armed missiles
and bombers close to the US would have been
seen as a Soviet advance into the Western hemisphere
and would have supported Khrushchev’s
boast that the Monroe Doctrine was dead.
Although there was much criticism among
NATO allies of America’s failure to consult adequately
during the crisis, had the US hesitated to
accept so direct a challenge to what it regarded
as its own vital interests (even though there were
many who criticised the current US interpretation
of the Monroe Doctrine), doubts would have
been raised about its readiness to defend Western
Europe in the face of a Russian threat with
nuclear weapons out of fear that this could have
led to a nuclear attack on the US.
As we now know, Kennedy did not always
retain his cool judgement during the crisis, and
his nerves were at times stretched taut, but he
always regained his balance in time. He did not
jump to hasty conclusions, did not surround
himself with men who would tell him only what
he wanted to hear. On the contrary he encouraged
free discussion of all the different points of
view, an exploration of every option, while reserving
to himself the final decision. His handling of
his colleagues was skilful, as he took care to extract
every piece of information that might be important
in his decision-making. He did not allow
himself to be rushed into overreaction. While it
is true that the roots of the crisis must be attributed
to Washington’s handling of Castro since
1959, the immediate cause was Khrushchev’s
decision to challenge US dominance in the
Caribbean. Had he succeeded in that challenge,
what would he have tried next? He would certainly
have been encouraged to ‘rectify’ Soviet
weaknesses elsewhere, for instance in Berlin.
The crisis was followed by a reassessment of
nuclear-war theories. McNamara became a
convert to the view that nuclear weapons could
not be used in limited war; indeed, they were not
weapons that could be used at all except as a
deterrent to starting a war; and so the doctrine of
mutual assured destruction (MAD) was developed.
According to this theory, peace between
the Western and Eastern alliances, could be preserved
provided each side knew that it could not
knock out the arsenal of an opponent’s nuclear
missiles in a first strike; in other words, a sufficient
number of missiles would survive a hostile
first strike and would be used in a counter-attack
to destroy the opponent’s country. An important
lesson learnt from the crisis was that the ‘game’
approach to handling international relations was
far too dangerous in the nuclear age.
Rusk’s ‘they blinked first’ conclusion is more
appropriate to the era of the Hollywood Western
than to a nuclear showdown. One significant
result of the crisis was the establishment of a ‘hot
line’ between the Kremlin and the White House
in 1963 in an effort to avoid any future possibility
of miscalculation. It was not actually a telephone
link but a simple teleprinter. This was later
improved and by 1983 maps and other data could
be rapidly transmitted.
The two superpowers had discovered common
interests. The most important was that ‘surprises’
were exceedingly dangerous in the nuclear age.
There was also an urgent need to prevent more
and more nations from acquiring the capacity to
make their own nuclear weapons: control should
be retained in the hands of the superpowers. Two
agreements were concluded in the next five years,
designed to inhibit development by other nations.
In August 1963 the ‘limited’ Test Ban Treaty was
signed. This forbade testing in the atmosphere, in
outer space and underwater; but, because the
Soviet Union and the US wanted to develop their
weapons further, testing underground was permitted.
That was one serious flaw; another was
that no nation could be forced to join. France
and China continued to test their weapons in
the atmosphere. The second treaty, which was
expected to be more significant, was the agreement
on the non-proliferation of nuclear weapons,
signed on 1 July 1968. This bound its
signatories not to transfer their nuclear weapons
to non-nuclear nations or to help them to manufacture
their own weapons. The Soviet Union
had already recognised its common interests with
the US by withdrawing all assistance from China.
Just as important as the bombs were the missiles
that delivered them. Britain was a third signatory
to these treaties of the ‘nuclear club’; it
made its own hydrogen bombs but needed US
missiles to deliver them. When Prime Minister
Harold Macmillan and Kennedy met at Nassau in
the Bahamas in December 1962, the Anglo-
American special relationship was sufficiently
intact for the US president, who held the avuncular
Macmillan in high regard, to promise to
provide the Polaris missile for British submarines.
The Soviet Union and the US, with Britain as a
junior partner, thus tried to provide a lead, performing
a policeman’s role, in preventing the
spread of nuclear weapons, though at the same
time they themselves were updating and increasing
their own arsenals. The efforts to limit the
spread of nuclear weapons in the world were
doomed to failure.
The 1960s and 1970s ushered in an unprecedented
nuclear-arms race between the Soviet
Union and the US. They trusted each other no
more than before, despite their shared interest
in making the world a less dangerous place by
not placing control of nuclear weapons in the
hands of other states. This did not prevent
the Kremlin from stationing nuclear warheads
and missiles under Soviet control in Poland and
East Germany, any more than it prevented the
US and Britain from doing the same in West
Germany and Italy. The US–Soviet detente of the
1960s and 1970s coincided not only with huge
military expenditure but also with acute rivalry in
the Third World.
The most uncomfortable truth learnt from the
Cuban missile crisis was that the decision to inflict
or not to inflict radiation poisoning on much of
the world lay in the hands of potentially unpredictable
leaders in Moscow and Washington. In
both the democratic and the communist states,
the crucial decision-making depended on a
handful of men, on their judgement, stability and
good sense as they operated behind closed doors.
The US president informed the Western allies,
even conferred with them, but in the end he made
his own decision. The Kremlin is unlikely even to
have consulted allies. It was comforting, however,
that the West was evidently not dealing with fanatics
of Hitler’s kind. For the Kremlin leadership
the mercurial temperament of Khrushchev posed
too great a danger, and the risks he took during
the missile crisis contributed to his fall in 1964.
Turning to US policy in the hemisphere, its
efforts to line up all Latin America against Cuba
after the ‘Bay of Pigs’ fiasco was not an unqualified
success. Cuba was expelled from the
Organisation of American States in February
1962, but the countries of Latin America refused
to follow the US in imposing a general trade
embargo. Nor was the US able to stop trade
between its NATO allies and Cuba. Canada, for
example, became an important exporter to, and
importer from, Cuba. The loss of the US market
for Cuba’s sugar, its main export earner, threatened
enormous dislocation until the Soviet Union
filled the breach. Up to the 1990s, Castro became
dependent on Soviet largesse to bolster Cuba’s
failing economy as well as on ill-advised loans
from Western banks, which are unlikely to get
their money back. Sabotage efforts directed from
the US against vital Cuban targets, such as sugar
mills, electric power stations and communications
centres, continued until President Johnson ended
them in April 1964. American policies deeply
injured Cuba, but the objective of getting rid of
Castro and his communist regime, at first through
military and economic means and later by economic
and diplomatic isolation, demonstrably
failed. For the first time since 1898, Cuba’s powerful
neighbour no longer controlled the island’s
destiny.
Cuban national pride is one reason why Castro
had survived for half a century. The redistribution
of income in favour of the poor and from the
cities to the agricultural regions gained him solid
support among the peasantry. Better health care
and education were genuine achievements of the
revolution. The poor, during the early years,
became ardent adherents of the revolution. But
Cuba has suffered from the inefficiencies of its
socialist policies and command economy. With
the collapse of the Soviet Union, the future for
the people of Cuba looked grim.
The American trade embargo was designed to
bring about Castro’s fall and the end of the communist
regime after intervention by force was
abandoned after the missile crisis. Castro’s
authoritarian rule and human rights abuses have
prevented the regime’s full acceptance by the
West. By 2005 Castro had become the longest
surviving head of state. The majority of the
Cuban people have known no other leader; a kind
of national monument in the new century. For a
number of reasons the justification for not normalising
relations with Cuba has become increasingly
less persuasive. The continuing US trade
embargo injuring Cuba fails to serve any good
purpose. In any case it has become a sieve, loopholes
allow US companies to export food to Cuba
and tourism flourishes. Some forty per cent of its
trade is conducted with the European Union
alone. Realities have encouraged both the US and
the European Union to open diplomatic missions
in Cuba. In Latin America during the last half
century human rights abuses were committed by
governments, recognised and even supported by
Western countries including the US, with records
worse than Cuba’s. Castro will not live forever.
Change will inevitably come to Cuba in the
twenty-first century, but it will be brought about
not by foreign intervention but by the masses discontented
with their low standard of living and
repression.
Once the immediate crisis was over in 1962, the
rest of the world debated a new question: was it
really safe to rely on the Soviet Union and the US
in relation to questions vital to the superpowers’
own security and well-being? Indeed, would the
US and the Soviet Union, whatever they said,
really risk a holocaust of their own peoples for the
defence of others? Two nations, China and
France, openly defied the superpowers and built
up their own nuclear-missile forces. Neither
accepted the policeman role of the USSR and the
US in the world; Mao sought to develop independent
Asian policies, and de Gaulle to construct
a European role while he denounced US dominance.
Britain was punished for its pretensions and
its ‘subservience’ to the US by de Gaulle’s veto
of its application to join the European Common
Market. But successive British governments have
essentially followed de Gaulle’s nuclear policy by
insisting on the preservation of an independent
nuclear-strike capacity, even though it has relied
on US missiles. There was much national posturing,
but NATO continued to be regarded as
essential for Western defence.
In fact, only the Soviet Union was able to
block nuclear proliferation – among its own
Warsaw Pact allies. West Germany and Japan did
not attempt to join the race. The spread of knowledge
could not be prevented and the profit
motive ensured that ‘peaceful’ nuclear reactors
were exported from the advanced nations to the
Second and Third World. Plutonium for weapons
could be made by these reactors, as India demonstrated
when it exploded a bomb in May 1974.
West Germany has supplied reactors to Brazil; the
US has supplied them to Egypt and Israel; France
to South Africa, Iraq and South Korea; Canada
to the Argentine.
There is no certainty how many countries,
besides the core nuclear-weapon nations – the
US, the USSR, Britain, France and China – plus
India, Pakistan, South Africa (which has given
them up) and Israel (which has not yet tested any)
are able to make their own. Nations with the
capacity include Chile, North Korea, Argentina,
Brazil, Israel and, until the second Gulf War, Iraq.
Nuclear non-proliferation has failed, and there are
many fingers on the nuclear trigger now. The certainty
that these terrible weapons cannot be used
without risk of self-destruction has so far preserved
the world. The forty-year threat of nuclear
war between the US and the Soviet Union was
finally lifted by the demolition of the Berlin Wall
and the end of the Cold War.